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Date: 12-11-2021
Case Style:
United States of America v. Scott Carnell
Case Number: 19-2207
Judge: Ilana Kara Diamond Rovner
Court:
United States Court of Appeals
For the Seventh Circuit
On appeal from The United States District Court for the
Southern District of Illinois
Plaintiff's Attorney: United States Attorney’s Office
Defendant's Attorney:
Description:
Chicago, IL - Criminal defense lawyer represented defendant with a conspiracy to distribute a mixture containing methamphetamine charge.
The government indicted Scott Carnell, Kayla Kempfer,
Jordan Vuichard, and Jarrett Hood on one count of conspiring
to distribute 50 grams or more of a mixture or substance containing methamphetamine, pursuant to 21 U.S.C. §§841(a)(1),
841(b)(1)(B) and 846. Carnell pled guilty to the charge. Drug
distribution structures can be as complicated as some corporate structures, so we have provided a condensed graphic version below.
1 For a thoughtful discussion of the disparity in sentencing between methamphetamine and ice, see, United States v. Hendricks, 307 F. Supp. 3d 1104,
1105 (D. Idaho 2018).
No. 19-2207 3
It is important to note that Nelson, Higgins, and Hughes were
not part of this charged conspiracy. But all three co-defendants, Kempfer, Vuichard, and Hood, who were part of the
conspiracy, admitted to obtaining methamphetamine from
the defendant. The pre-sentence investigation report (PSR)
concluded that Carnell’s relevant conduct, for sentencing purposes, involved 2.37 kilograms of ice. Ultimately the court
adopted this quantity finding from the PSR, which, along
with increases and decreases for criminal history and acceptance of responsibility, landed Carnell with an offense
level of 36 and a sentencing guideline range of 168-210
months. The district court judge imposed a sentence of 192
months.
During the sentencing phase, Carnell objected to the PSR’s
classification of the drugs as “ice.” He argued that the word
“ice” was used colloquially by members of the conspiracy and
others with whom he bought and sold drugs to refer to any
methamphetamine, rather than a specific form of 80% pure
methamphetamine. Although Carnell initially disputed the
quantity determination to which he should be held
4 No. 19-2207
accountable, he eventually withdrew his objection to the 2.7
kilogram quantity and objected only to the classification of
the drugs as “ice.” In response, the government asserted that
it had sufficient evidence to establish, by a preponderance of
the evidence, that the defendant was involved with ice as it is
defined in U.S.S.G. 2D1.1, note C. In addition, four months
after Carnell’s objections to the PSR, the government filed a
supplemental response to Carnell’s objections and included
lab reports reporting the purity of methamphetamine seized
from Carnell’s alleged supplier (who was not part of this conspiracy). We will describe the facts surrounding that seizure
below.
Although the government describes its evidence identifying the drug as “ice” witness by witness, we think it most useful to divide the government’s evidence into three categories.
The first is nomenclature. In page after page, the government
detailed the many instances in which the defendant and his
co-defendants used the word “ice” to describe the drug they
procured and distributed. For example, in his post-arrest
statement, Carnell continually referred to the drugs he received and distributed as “ice.” For reasons we elucidate below, we need not detail the various evidence that the defendant and his co-conspirators bought and sold drugs that they
called “ice,” as we conclude that the vernacular use of the
word “ice” is insufficient to meet the government’s burden of
proving that the drugs were, in fact, ice as defined by 2D1.1,
note C of the Guidelines.
The second category of evidence involves the physical
properties and user-described quality of the drugs. Detective
Donald Krull of the Randolph County Sheriff’s office, one of
the investigators of this conspiracy, testified that
No. 19-2207 5
“methamphetamine is sometimes more of a powdery substance and ice is like a crystalline-type substance.” R. 130 at 9.
On the other hand, he also testified that it is possible for dmethamphetamine hydrochloride in a crystalline form to be
less than 80% pure, and that one cannot tell the purity of ice
by looking at the substance. 2 R. 130 at 38–39. According to
detective Krull’s testimony, drug users are experts at determining the quality of drugs and would stop purchasing from
a supplier who cut the drugs with impurities. He testified that
none of the defendants reported that they cut the drugs (it
warrants noting, however, that neither did he report that any
of the defendants stated that they did not cut the drugs).
At various times during the course of the investigation, all
three co-defendants, Vuichard, Kempfer, and Hood, were arrested in possession of drugs. Testing of those drugs revealed
that they contained methamphetamine. The entities testing
those drugs, however—the Illinois State Police Laboratory
and the St. Louis County, Missouri Police—lacked the capability to determine purity. And although the lab reports described each of the substances as “crystalline,” none of them
could be identified as having come from Carnell. Vuichard
2 A 1995 amendment to the Guidelines “delete[d] the distinction between
d- and l-methamphetamine in the Drug Equivalency Tables in the Commentary to § 2D1.1. L-methamphetamine, which is a rather weak form of
methamphetamine, is rarely seen and is not made intentionally, but rather
results from a botched attempt to produce d-methamphetamine. Under
this amendment, l-methamphetamine is treated the same as d-methamphetamine (i.e., as if an attempt to manufacture or distribute d-methamphetamine).” U.S.S.G. 2D1.1, Commentary to § 2D1.1 captioned “Application Notes” (Nov. 1, 1995). See also, United States v. McEntire, 153 F.3d 424,
431 (7th Cir. 1998) (citing U.S.S.G. App. C, Amendment 518 at 423 (Nov.
1, 1995)).
6 No. 19-2207
alleged that the drugs found upon his arrest came from Higgins, and no one identified the source of the drugs seized from
Hood. At the end of the day, the district court judge refused
to admit these lab reports. He did, however, admit a lab report regarding drugs confiscated from Kempfer’s purse during a March 2018 traffic stop in which Carnell was driving.
Kempfer claimed that the drugs came from Carnell, but Carnell stated that they came from Nelson. In any event, those
drugs were described as “crystalline” in the laboratory report,
but no level of purity could be confirmed, and therefore the
information contained in that report is not particularly helpful.
The remainder of the government’s evidence in this category—physical properties and user-stated quality—came
from the testimony of the three co-defendants. Kempfer,
Vuichard, and Hood all testified that no one complained
about the quality of the ice that they received from Carnell.
Nevertheless, Kempfer’s testimony was all over the map
about whether she or anyone else could determine the purity
of ice. She noted that quality and purity, even among what
she considered “ice,” might differ depending on the dealer.
She stated, “if it’s ice, you are going to get ice. It’s good purity.” R. 130 at 80. But she also testified contradictorily that
“[i]ce is a crystallized substance. It usually comes in shards.
It’s pretty clear, unless it’s dirty, which usually [sic] it’s not as
good.” R. 130 at 82. And then, almost immediately after that
statement, on re-cross, she stated that ice that was dirty is not
of a lower quality and then said, “Dirty—when I say dirty, it
just has a darker color to it a little bit, but the purity is still
good.” Id. Hood also noted that ice could vary in quality and
purity. He indicated that he had, on at least one occasion, received ice from the defendant that was heavily cut with MSM
No. 19-2207 7
and thus was not pure.3 Hood estimated that in that one purchase from Carnell, only about 19 of the 28 grams (67.85%)
was “good.” Id. at 101.
The final category of evidence consists of two laboratory
reports in which the Federal Drug Enforcement Agency
(DEA) tested the methamphetamine sample and determined
it to be 100% pure4. The first of these lab reports came from a
sample of drugs from Vuichard. Vuichard testified that he
had two different sources for his ice, Carnell and Lewis Higgins. The DEA-tested sample came from drugs that Vuichard
obtained from Higgins as part of a different conspiracy. The
government had an incentive to link Carnell’s untested ice to
the lab-tested ice that Vuichard obtained from Higgins, but its
best evidence was that Vuichard testified that he could “just
tell” from “do[ing] a lot of dope” that the ice supplied by Higgins and Carnell were “both the same quality.” R. 130 at 87,
94. During the sentencing hearing, Vuichard testified that the
purity level for the ice he received from Carnell was
3 MSM is the common commercial name for the chemical methylsulfonylmethane, which is used as a cutting agent for methamphetamins. Pure
MSM is an odorless, white, crystalline powder that is highly soluble and
mixes readily with most substances without leaving a residue. Methamphetamine cut with MSM often appears to be uncut because after the
chemicals are combined and the mixture cools, the MSM recrystallizes, resembling pure methamphetamine. National Drug Intelligence Center, “Information Bulletin: Crystal Methamphetamine,” August 2002.
https://www.justice.gov/archive/ndic/pubs1/1837/1837t.htm. (Last visited, July 30, 2020).
4 The lab reports list the purity as 100% ± 4%. See R-106-4. We understand
this to mean that the substance might be anywhere from 96-100% pure, as
a substance cannot be more than 100% pure. For simplicity, we will refer
to this as 100% pure.
8 No. 19-2207
“probably 85 and up.” R. 130 at 94. When asked where he got
the number 85%, he stated, “one of the police officers, Ralph
Jones, told me that the ice I bought off of Lewis Higgins was
above 85 percent pure … So, there was comparison for me
right there.” R. 130 at 94–95. We have no evidence to indicate
how Vuichard would be able to compare quality to that level
of precision and whether his drug use palate was sophisticated enough to distinguish between, for example, a sample
that is 79% pure and one that is 80% pure or more.
The second DEA lab result came from drugs seized after
the arrest of a different defendant in a different conspiracy—
albeit a defendant closely linked to Carnell. On January 9,
2018, someone at a Walgreens store called the police to report
that two people had arrived together in a van and were acting
suspiciously. The responding police found Carnell and Jessica
Hughes, the latter of whom they arrested after determining
that she had an active warrant. In a search of her purse incident to the arrest, they found three empty syringes, $1,200 in
cash, an electronic scale, and a small resealable plastic bag
which contained an off-white crystal substance. After Hughes
consented to a search of the van, in the console between the
two front seats, the police found a plastic bag filled with several smaller resealable plastic bags containing an off-white,
crystal-like substance, and several small empty plastic bags.
At the time of the arrest Hughes stated, “That’s my meth in
there. He has nothing to do with it.” R. 106-2 at 9. The police
submitted those drugs to a DEA laboratory which determined
that the drugs from the center console consisted of 24.083
grams of d-methamphetamine hydrochloride with a purity
level of “100% +/- 4%.” R. 106-4. The drugs found in Hughes’
purse weighed .671g and had the same purity. Hughes was
No. 19-2207 9
not charged in this conspiracy and was not one of Carnell’s
co-defendants in this case.
Because the government had no evidence of the purity of
any of the drugs involved in the conspiracy, it had a strong
incentive to connect Carnell to the drugs from Hughes’ arrest
in Missouri. Hughes did not testify at Carnell’s sentencing.
Instead, over Carnell’s objection, Jackson County Sheriff Robert Burns testified in court about the content of Hughes’ answers from an interview held two days before Carnell’s sentencing. Sheriff Burns testified that during the interview,
Hughes told him that she and Carnell had been selling a fourounce “front” at a Red Roof Inn prior to the Walgreens arrest.
In other testimony, Vuichard and Hood testified that they
bought ice from a young woman named “Jess” in the parking
lot of a Red Roof Inn in Missouri, and that Carnell had accompanied Jess in the van and handed Vuichard the drugs and
took the money. R. 130 at 89–90. According to Vuichard, Carnell told him the next day that Jess was arrested shortly thereafter. The government did not explicitly link this occurrence
with the Walgreens arrest, but the implication in the government’s brief is that it was the same event.
II.
The only question to resolve on appeal is whether the district court properly found that the government met its burden
of proof in demonstrating that Carnell sold d-methamphetamine with a purity of 80% or more. “The Government’s burden at sentencing is substantially lower than at trial,” as a sentencing court “must only find that a preponderance of reliable
evidence supports the drug quantity finding.” United States v.
Tankson, 836 F.3d 873, 881 (7th Cir. 2016) (internal quotation
omitted). Therefore, “[a]t sentencing, the government must
10 No. 19-2207
prove that the methamphetamine attributed to the defendant
is more likely than not” methamphetamine as described in the
Guidelines. United States v. McEntire, 153 F.3d 424, 432 (7th
Cir. 1998). In this case we must look to see whether the government had a preponderance of reliable evidence that the
methamphetamine it attributed to Carnell for a relevant conduct determination was “ice” methamphetamine as that term
is defined under the Guidelines Section 2D1.1, note C.
A. Evidence of the purity level of the methamphetamine.
The sentencing guidelines define ice as “a mixture or substance containing d-methamphetamine hydrochloride of at
least 80% purity.” U.S.S.G. 2D1.1, note C. We begin with a cardinal rule of statutory construction: courts “must give effect,
if possible, to every clause and word of a statute.” Loughrin v.
United States, 573 U.S. 351, 358 (2014) (internal citation omitted). When “Congress includes particular language in one
section of a statute but omits it in another” a court must presume that Congress intended a difference in meaning. Russello v. United States, 464 U.S. 16, 23 (internal citation omitted).
These rules apply equally to the Guidelines. United States v.
Gawron, 929 F.3d 473, 478 (7th Cir. 2019). Our interpretation
of the Guidelines thus “begin[s] with the text of the provision
and the plain meaning of the words in the text.” United States
v. Hill, 645 F.3d 900, 907 (7th Cir. 2011) (quoting United States
v. Arnaout, 431 F.3d 994, 1001 (7th Cir. 2005)). We additionally
consider the Guidelines’ Application Notes “as part of the
Guidelines themselves, and not mere commentary on them.”
Arnaout, 431 F.3d at 908; see also Stinson v. United States, 508
U.S. 36, 38 (1993) (holding that the commentary to a Guideline
is as binding as a Guideline).
No. 19-2207 11
Starting with these principles, we must make sense of each
word of the Guidelines’ definition of ice as “a mixture or substance containing d-methamphetamine hydrochloride of at
least 80% purity.” U.S.S.G. 2D1.1, note C. We note that no
other substance in the Guidelines’ drug chart in 2D1.1 is defined by its level of purity in this way (although the purity of
PCP, amphetamine, hydrocodone and oxycodone are accounted for in other ways, see footnote 5 below). It is clear that
the Sentencing Commission intended that this difference have
teeth. The commentary to the Guideline states as follows:
(C) Upward Departure Based on Unusually
High Purity.—Trafficking in controlled substances, compounds, or mixtures of unusually
high purity may warrant an upward departure,
except in the case of PCP, amphetamine, methamphetamine, hydrocodone, or oxycodone for
which the guideline itself provides for the consideration of purity.
U.S.S.G. 2D1.1, commentary, application note 27(C).5 In other
words, the Guidelines note, and courts have held, that a
5 The purity of PCP, hydrocodone, oxycodone and amphetamine is accounted for by referring to the “actual” measures of these drugs. The
Guidelines state:
The terms “PCP (actual)”, “Amphetamine (actual)”, and
“Methamphetamine (actual)” refer to the weight of the
controlled substance, itself, contained in the mixture or
substance. For example, a mixture weighing 10 grams
containing PCP at 50% purity contains 5 grams of PCP
(actual). In the case of a mixture or substance containing
PCP, amphetamine, or methamphetamine, use the offense level determined by the entire weight of the mixture
or substance, or the offense level determined by the
12 No. 19-2207
district court may not use purity as a reason for an upward
departure in a methamphetamine case, as the Guidelines already account for purity. See also, United States v. Cones, 195
F.3d 941, 944 (7th Cir. 1999). In short, purity matters for methamphetamine.
It is tempting to turn to the body of case law that our circuit has developed to distinguish between cocaine base and
crack cocaine and apply those rules to distinguish between
methamphetamine and ice. The crack versus cocaine case law
developed in response to a chasmic disparity in the sentencing for these two drugs. Historically, statutes and the Guidelines treated one hundred grams of powder cocaine as the
equivalent of one gram of crack, creating enormous sentencing disparities for two chemically equivalent drugs, and thus
a great need for courts to accurately determine which drug
was at play in any particular crime. See Kyle Graham, Sorry
Seems to Be the Hardest Word: The Fair Sentencing Act of 2010,
Crack, and Methamphetamine, 45 U. Rich. L. Rev. 765, 766
(2011).6 It turns out, however, that distinguishing between
crack and cocaine was a complicated task. As explained by
our court in United States v. Stephenson:
Given our sophisticated crime laboratories, it
might seem an easy task to determine whether
a particular drug is crack or another form of
weight of the PCP (actual), amphetamine (actual), or
methamphetamine (actual), whichever is greater.”
U.S.S.G. 2D1.1, note B. Methamphetamine has an additional purity requirement for sentencing as “ice.” Id. at note C.
6In 2010, Congress attempted to narrow this disparity by enacting the Fair
Sentencing Act of 2010, PL 111-220, August 3, 2010, 124 Stat 2372.
No. 19-2207 13
cocaine base, but no chemical test can distinguish between crack and cocaine base. Crack is
merely one form of cocaine base—a form that
arises as the end result of one method of turning
the salt form of cocaine, cocaine hydrochloride
(powder cocaine), back into a base form. See
United States v. Edwards, 397 F.3d 570, 574 (7th
Cir. 2005). Drug dealers alter the form of naturally occurring cocaine to offer drug users their
preferred method of ingesting the chemical.
Crack can be smoked, but not snorted or injected; powder cocaine can be snorted, but not
smoked. [United States v. Booker, 70 F.3d 488,
490–91 (7th Cir. 1995)].
United States v. Stephenson, 557 F.3d 449, 452–53 (7th Cir. 2009).
Moreover, this court “rejected rigid definitions of crack,”
noting that “to employ such a rigid definition would invite
those in the drug trade to make minor changes in structure,
processing, or packaging to avoid the increased penalties for
selling crack cocaine.” Id. at 453. As a result of these two factors—the fact there is no chemical test that can distinguish
crack from cocaine, and the fact that a rigid definition would
invite manipulation—courts were forced to come up with a
different solution for determining drug composition. The solution was to declare that “[t]he experts in this field are those
who spend their lives and livelihoods enmeshed with the
drugs—users, dealers, and law enforcement officers who specialize in narcotics crimes.” Id. (citing United States v. Kelly, 519
F.3d 355, 364 (7th Cir. 2008); United States v. Bradley, 165 F.3d
594, 596 (7th Cir. 1999)).
14 No. 19-2207
In sum, the case law that has evolved to distinguish one
form of a drug from another developed in response to an attempt to distinguish crack from other forms of cocaine base
where no lab test or rigid definition exists to distinguish between the drugs. Ice, however, is different, not only because
of the availability of lab tests and precise definitions, but also
because of a Congressional choice about purity. See Cones, 195
F.3d at 944. In Cones, we pointed out that Congress made deliberate choices about when a court should focus on purity
and when it should not:
Drug purity cannot reasonably be described as
a circumstance that the Commission has overlooked or inadequately considered. Both the relevant statutes and the Guidelines use the formula “mixture or substance containing a detectable amount” of a given drug. E.g. 21 U.S.C.
§ 841(b)(1)(A)(i). The possibility of converting
to a uniform purity—whether 100% purity or
“street-level” purity—was considered and deliberately rejected. See United States v. Marshall,
908 F.2d 1312 (7th Cir.1990) (en banc), affirmed
under the name Chapman v. United States, 500
U.S. 453 (1991); United States v. Neal, 46 F.3d 1405
(7th Cir.1995) (en banc), affirmed, 516 U.S. 284
(1996). When defendants who sold a highly dilute drug objected that the “detectable amount”
approach greatly magnifies their punishment
compared with people who sell a more concentrated drug, both this court and the Supreme
Court responded in the cases just cited that this
outcome is the result of deliberate choices by
Congress and the Sentencing Commission.
No. 19-2207 15
Statutes and Guidelines allow conversion to a
uniform purity for PCP and methamphetamine,
and the Guidelines now allow a conversion for
LSD, which reinforces the conclusion that for
other drugs Congress and the Commission have
rejected a common-purity approach.
Id.
The Sentencing Commission did not reject a purity approach for methamphetamine ice. To the contrary, it emphasized it. The Guidelines dictate that “[u]nless otherwise specified, the weight of a controlled substance set forth in the table
refers to the entire weight of any mixture or substance containing a detectable amount of the controlled substance.”
U.S.S.G. 2D1.1, note A. And then the Guidelines note the exception for ice, which is defined as a “mixture or substance
containing d-methamphetamine hydrochloride of at least
80% purity.” U.S.S.G. 2D1.1, note C. This is both subject to a
rigid definition and testable.
It is abundantly clear that the “80%” language has meaning. And although it makes sense in the context of crack and
cocaine to define the users, dealers, and law enforcement officers as the experts in the field at distinguishing between the
drugs, it cannot carry the government’s burden in a case alleging methamphetamine ice. The government must prove,
albeit only by a preponderance of evidence at sentencing, that
the substance was, in fact methamphetamine of at least 80%
purity. We think it defies common sense that even the most
experienced dealer, user, or police officer could somehow detect the difference between 79% pure methamphetamine and
80% pure methamphetamine. We therefore reject the Eighth
Circuit’s conclusion that the same kind of evidence that
16 No. 19-2207
suffices for distinguishing between crack and cocaine—the
experience of users, dealers and law enforcement officers,
without more—suffices to meet the burden of proving that a
particular drug is 80% pure methamphetamine. See United
States v. Walker, 688 F.3d 416, 423–25 (8th Cir. 2012); United
States v. Lugo, 702 F.3d 1086, 1090–91 (8th Cir. 2013); see also
United States v. Cockerill, No. 99-4634, 2000 Westlaw 852608, at
*1 (4th Cir. June 28, 2000) (in a case involving calculation of
actual methamphetamine in a mixture—not ice—stating,
“[t]he sentencing guidelines do not require absolute certainty
about the amount of drugs or their purity when the drugs are
not seized or the amount seized does not reflect the scale of
the offense. In such cases, the district court may estimate the
quantity, and may use whatever reliable evidence is available.”).
Given this understanding of the government’s burden, we
can eliminate the utility of several categories of evidence presented by the government. For instance, we can eliminate all
of the evidence in the nomenclature category in which the argument is that “everyone referred to the drugs as ice.” We
simply have no idea whether it is customary within this circle
of users and dealers to refer to any methamphetamine of at
least 65% or 75% or 79% purity as “ice,” or whether they confine that term to methamphetamine that would qualify as ice
under the guidelines—that is, methamphetamine of at least
80% purity. It is possible that in this particular cohort, ice is
used interchangeably for any form of methamphetamine. See,
e.g., United States v. Lee, 725 F.3d 1159, 1166–67 (9th Cir. 2013)
(“The record indicates that all members of [this] drug trafficking scheme referred to the methamphetamine, regardless of
its purity, as “ice.”). None of this evidence meets the
No. 19-2207 17
government’s burden of proving by a preponderance of evidence that this particular ice was 80% pure.
We can also eliminate all of the evidence in the category of
“I am a heavy user and this seemed like high quality methamphetamine.” The district court relied primarily on this
genre of evidence when deciding that Carnell was distributing methamphetamine in the form of ice:
One thing I have found through the years is
drug dealers know their product. And when
you have three of them testify, just from their
testimony alone, even apart from the law enforcement testimony from hearsay from their
interviews, it’s clear that Mr. Carnell knew this
was ice methamphetamine… . Common sense is
overwhelming that this Defendant was aware
that this was methamphetamine in the form of
ice that he was distributing.
R. 130 at 112–13. But as we have just described, we cannot say,
as we can in the case of the cocaine and crack distinction, that
users know their product to the required level of precision.
For example, when Kempfer described the ice as “good purity,” we have no idea what she meant by that. Nor do we
have evidence even drug dealers and heavy users can detect
the difference between 79% and 80% pure methamphetamine.
Common sense suggests otherwise.
The government references three cases to support its proposition that it can prove drug type through the testimony of
those who are familiar with the drug, such as experienced police officers, forensic chemists, informants, and those that buy,
sell and use the drug. See Government’s Brief at 37, citing
18 No. 19-2207
United States v. Padilla, 520 F.3d 766, 771 (7th Cir. 2008); United
States v. Anderson, 450 F.3d 294, 301 (7th Cir. 2006); Bradley,
165 F.3d at 596. All three of these cases, however, involved the
distinction between crack and cocaine, and we have already
ascertained that the Guidelines’ demands for an ice-based
sentence are more exacting.
Evidence that the users and dealers described the substance as “crystalline,” or “glass like shards” also fails to meet
the burden. These descriptions are only relevant if the government also puts forth evidence from a chemist or other relevant expert that methamphetamine cannot form a crystalline
structure below 80% purity. In fact, one of the witnesses that
the government set forth as an expert, Retired Detective Krull,
testified that it is possible for d-methamphetamine hydrochloride in a crystalline form to be less than 80% pure. R. 130
at 38–39.7
This leaves only two remaining pieces of evidence—the
two methamphetamine samples that were tested by DEA laboratories and found to be 100% pure. The first is the sample
taken from Vuichard, who received the tested drugs from
Higgins as part of a different conspiracy. The only connection
between Carnell and those drugs is that Vuichard testified
that, in his experience as a drug user, the drugs he received
from Carnell were of the same quality as those he received
from Higgins. But as we noted, we have no evidence that a
7 At oral argument the government was unable to answer the court’s inquiry as to what purity is required for the formation of crystalline methamphetamine. Oral Argument at 19:04-19:16. In any event, this information would have been outside of the record.
No. 19-2207 19
drug dealer or user can distinguish the quality of drugs with
such precision.
The second is the sample of drugs seized from Hughes
during an arrest in which she was travelling in a van with
Carnell. This is a much closer case, especially given the implication from the facts that Carnell and Hughes may have been
selling drugs together earlier during the day. Nevertheless, at
the time of arrest, Hughes insisted the drugs were hers alone,
and Hughes’ drugs were not part of the Carnell/
Kempfer/Vuichard/Hood conspiracy for which Carnell
would have been responsible. See United States v. Robinson,
964 F.3d 632, 638 (7th Cir. 2020) (“In a drug conspiracy, each
conspirator is responsible not only for drug quantities directly
attributable to him but also for amounts involved in transactions by co-conspirators that were reasonably foreseeable to
him.”). The government never appeared to dot its i’s and
cross its t’s on connecting Carnell to the alleged earlier drug
deal with Vuichard and Hood. Moreover, because Hood testified that he received both “good” and “not good” ice from
Carnell, the fact that some ice in a separate conspiracy was
“pure” is not sufficient to attribute 2.37 kilograms of 80% pure
ice to Carnell.
We review the sentencing court’s determination of the reliability of evidence for an abuse of discretion, and the fact
finding as to the quantity of drugs attributable to a defendant
for clear error. United States v. Tankson, 836 F.3d 873, 881 (7th
Cir. 2016). The evidence in this case, however, simply cannot
support a finding that the methamphetamine was 80% pure.
The district court abused its discretion in finding this evidence reliable using the standards we apply to evidence of
drugs for which the Guidelines do not require a particular
20 No. 19-2207
level of purity. This is not a matter of a credibility determination by the district court. We do not doubt the testimony that
the other defendants knew that they were buying and selling
a substance that they considered to be “ice,” or the testimony
that they thought that the ice was of high quality. Instead, our
determination is that these vague descriptions do not meet the
government’s burden of proof that the drug they were distributing, along with Carnell, was “d-methamphetamine hydrochloride of at least 80% purity,” as described by U.S.S.G.
2D1.1, note C.
This is not to say that a lab report is always needed to meet
the burden required by 2D1.1, note C. Nevertheless, even the
Eighth Circuit, which disagrees with our newly proposed approach, has noted that:
This is not to diminish the value of chemical
testing when reasonably practicable, particularly given the increased penalties for “ice”
methamphetamine and the relatively high purity level specified in the advisory Guidelines
definition. Scientific testing of at least part of a
quantity of suspected “ice” methamphetamine
seized from a conspiracy is one of the strongest
means by which the government can meet its
burden of proving the methamphetamine attributed to a defendant is “ice” as defined in the
Guidelines. See United States v. Verdin–Garcia,
516 F.3d 884, 896 (10th Cir. 2008) (explaining
“[l]aboratory test results are perhaps more persuasive evidence of amounts and purities than
eyewitness testimony or wiretapped conversations”). We also agree with the Third Circuit's
No. 19-2207 21
observation that “where a written plea agreement is entered[,] questions of notice and proof
at sentencing could be greatly minimized by
simply including language in the plea agreement by which a defendant acknowledges the
identity of the drugs involved.” United States v.
Roman, 121 F.3d 136, 141 n. 4 (3d Cir.1997).
Walker, 688 F.3d at 425 n.4. Nevertheless, we are not ruling out
the possibility that there may be other evidence of purity. For
example, the government could provide evidence connecting
the visual description of the methamphetamine to the purity—for example if the government had evidence that methamphetamine will not appear in crystalline form until it is at
least 80% pure. But we cannot rely on the expertise of a drug
user, dealer, or law enforcement officer alone to determine
that methamphetamine is more than 80% pure as opposed to
79% pure, and the Guidelines clearly require a more exacting
determination than it does for crack and cocaine, for example.
We also leave for another day the question of whether all
of the methamphetamine attributable to a defendant must be
tested, and if not, what would constitute a reliably representative sample. In this case, none of the ice attributable to the
conspiracy had been tested.
The two cases from our Circuit on which the government
places weight shed light only around the edges of the question that confronts us today. In United States v. McEntire, 153
F.3d 424 (7th Cir. 1998), we allowed circumstantial evidence
and the evidence of experts to fill in the gaps where the laboratory testing was not able to distinguish between l-methamphetamine and d-methamphetamine. See note 2, supra. In that
case, however, the court accepted the testimony of a DEA
22 No. 19-2207
expert that l-methamphetamine is simply the result of a failed
attempt at manufacturing d-methamphetamine, does not provide a euphoric high, and therefore has no demand or value
on the street, and in fact had been found in only .07% of all
samples analyzed by DEA chemists in 10,710 cases over sixteen years. Id. at 429–30. In contrast, there is no similar expert
testimony that met the government’s burden to prove that the
methamphetamine in this case was at least 80% pure.
Our decision in United States v. Castenada, 906 F.3d 691
(2018), fails to provide a clear precedent for establishing the
government’s burden to demonstrate the identity of ice. Id. at
694. In Castenada, the court dedicated one short paragraph to
the issue of determining whether the drug at issue could be
identified as ice as opposed to generic methamphetamine. In
Castenada, however, the answer was not relevant. The government charged Castenada’s co-defendants with distributing
large quantities of mixtures containing methamphetamine,
but charged Castenada himself with distributing a much
smaller quantity of ice. Castenada argued he should not be
charged with the distribution of ice when his co-conspirators
had been charged with distributing a mixture of methamphetamine. The district court, however, concluded that the higher
quantity of generic methamphetamine was the equivalent of
the lower quantity of ice attributed to Castenada for purposes
of sentencing, and so the distinction was not critical to Castenada’s sentence. Id. at 694–95. Moreover, methamphetamine
seized from a co-conspirator was tested and found to be 100%
pure. Id. at 694. Here we have no laboratory tests from methamphetamine directly linked to this conspiracy, and the distinction between a finding of ice or simply a mixture of methamphetamine would have an impact on Carnell’s sentence.
No. 19-2207 23
Neither McEntire nor Castenada directly answer the question we face today, and therefore our decision here does not
explicitly overrule our earlier precedent. It does, however,
create conflict with the Eighth Circuit’s decision in United
States v. Walker, 688 F.3d 416 (8th Cir. 2012). It appears as
though other circuit courts have largely avoided addressing
the question of the government’s burden in demonstrating
that ice meets the definition set forth in the Guidelines. Some
have touched upon the question of the sentencing disparity
between methamphetamine and ice. See, e.g., United States v.
Burgos-Vasquez, 784 F. App'x 663, 670 (11th Cir. 2019); United
States v. Flores-Perez, 749 F. App'x 793, 798–99 (11th Cir. 2018);
United States v. Kort, 440 F. App'x 678, 683–85 (10th Cir. 2011).
Other courts have pointed out the disparity, but ultimately
concluded that they did not need to determine whether the
drugs at issue should be classified as methamphetamine or ice
because the distinction did not matter to the sentence, as in
Castenada. See, e.g., United States v. Martinez, 872 F.3d 293, 301–
03 (5th Cir. 2017); United States v. Patterson, 713 F. App'x 916,
918 (11th Cir. 2017); United States v. Fisher, 319 F. App'x 795,
797 (11th Cir. 2009); United States v. Varela, 586 F.3d 1249, 1251
n.3 (10th Cir. 2009); United States v. Verdin-Garcia, 516 F.3d 884,
897 (10th Cir. 2008) (“We therefore need not reach at all the
question whether the evidence was sufficient to prove by a
preponderance that the disputed narcotics alleged to be “ice”
were in fact 80% pure.); United States v. Cook, 224 F. App'x 794,
799–800 (10th Cir. 2007).
Because of our disagreement with the Eighth Circuit, we
have circulated this opinion among all judges of this court in
regular active service, pursuant to Circuit Rule 40(e). No
judge favored a rehearing en banc on the question of whether
at sentencing circumstantial evidence by users, dealers and
24 No. 19-2207
law enforcement that a drug appears to be ice based on look,
smell, effect, nomenclature or the like will suffice to meet the
government’s burden, by a preponderance of the evidence,
that a drug is at least 80% pure methamphetamine.
B. The confrontation clause issue.
Although we now hold that the circumstantial evidence
by users, dealers and law enforcement that a drug appears to
be ice based on look, smell, effect, nomenclature or the like
will not suffice to meet the government’s burden, by a preponderance of the evidence, that a drug is at least 80% pure
methamphetamine, we also hold that the district court did not
err by admitting the government’s lab reports where the analysts and scientists who drafted those reports were not made
available for confrontation in the courtroom. “Sentencing
courts have long enjoyed discretion in the sort of information
they may consider when setting an appropriate sentence.”
Dean v. United States, 137 S. Ct. 1170, 1175 (2017). Because the
“Sixth Amendment’s confrontation clause does not apply to a
sentencing proceeding, the court may rely on the testimony
or other statements of a witness even if that witness has not
been subject to cross-examination by the defendant.” United
States v. Ghiassi, 729 F.3d 690, 695–96 (7th Cir. 2013); See also
United States v. Campuzano-Benitez, 910 F.3d 982, 990 (7th Cir.
2018) (“[T]he Confrontation Clause in the Sixth Amendment
does not apply at sentencing.). Carnell tries to do an end-run
around these precedents, by stating that his inability to test
the reliability of the lab reports by confronting the authors infringed upon his right to due process rather than his Sixth
Amendment rights. But dressing his confrontation clause argument in due process clothes gets him no farther. Early Supreme Court cases also relied on the due process clause in
No. 19-2207 25
stating that “once the guilt of the accused has been properly
established, the sentencing judge, in determining the kind
and extent of punishment to be imposed, is not restricted to
evidence derived from the examination and cross-examination of witnesses in open court but may, consistently with the
Due Process Clause of the Fourteenth Amendment, consider
responsible unsworn or ‘out-of-court’ information relative to
the circumstances of the crime and to the convicted person’s
life and characteristics.” Williams v. State of Okl., 358 U.S. 576,
584 (1959); see also Ghiassi, 729 F.3d at 695–96 (referencing
opinions relying on both the Sixth Amendment’s Confrontation Clause and the Due Process Clause to support the fact
that a sentencing court may rely on the testimony or other
statement of a witness even if that witness has not been subject to cross-examination by the defendant.) Given this precedent, we see no reason that we might disturb the district
court’s discretion to allow in the laboratory reports despite
the fact that the authors were not available for questioning.
Outcome: The judgment of the district court is REVERSED in part
and AFFIRMED in part, and we remand for further proceedings consistent with this opin
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